SEC Form 4 · accession 0001422224-17-000006
KUSTOM ENTERTAINMENT, INC. · KUST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy C Richie
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342958
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock purchase right (right to buy)F1 | $3.00 | Aug 15, 2017 | A | 30,000 | A | May 1, 2018 | Aug 14, 2027 | Common shares | 30,000 | 49,375 | D |
Explanation of responses
- F1These stock purchase options vest on May 1, 2018 assuming the Reporting Person remains a member of the Company's Board of Directors at that point in time.