SEC Form 5 · accession 0001422224-17-000004
KUSTOM ENTERTAINMENT, INC. · KUST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Heckman
Officer — CFO, Treasurer & Secretary
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Dec 31, 2016 | J | 1,798 | $0.00 | A | 280,283 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reorting Person has been allocated 1,798 shares of Registrant's common stock during 2016 pursuant to the provisions of the Digital Ally, Inc. 401(k) Profit Sharing Plan and Trust. Such transactions occurred throughout 2016 concurrent with each payroll cycle and at the respective market values on such dates.
- F2This amount includes 9,135 shares of Registrant's coommon stock acquired under the Digital Ally, Inc. 401(k) Profit Sharing Plan and Trust as of December 31, 2016.