SEC Form 4 · accession 0001422224-15-000006
KUSTOM ENTERTAINMENT, INC. · KUST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy C Richie
Director
Period of report
May 21, 2015
Accepted (ET)
May 21, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | May 21, 2015 | M | 10,668 | $8.00 | A | 45,886 | D | |
| Common shares | May 21, 2015 | S | 8,368 | $14.82 | D | 37,518 | D | |
| Common shares | May 21, 2015 | S | 1,600 | $14.87 | D | 35,918 | D | |
| Common shares | May 21, 2015 | S | 600 | $14.90 | D | 35,318 | D | |
| Common shares | May 21, 2015 | S | 100 | $14.95 | D | 35,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock purchase option (right to buy) | $8.00 | May 21, 2015 | M | 10,668 | D | Aug 31, 2005 | Aug 31, 2015 | Common shares | 10,668 | 23,180 | D |