SEC Form 4 · accession 0001422224-15-000004
KUSTOM ENTERTAINMENT, INC. · KUST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot M Kaplan
Director
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | May 18, 2015 | M | 1,500 | $3.52 | A | 42,061 | D | |
| Common shares | May 18, 2015 | M | 1,500 | $14.50 | D | 40,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock purchase option (right to buy) | $3.52 | May 18, 2015 | M | 1,500 | D | Nov 1, 2012 | May 25, 2022 | Common shares | 1,500 | 24,575 | D |