SEC Form 4/A · accession 0001144204-17-006484
Limoneira CO · LMNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harold S Edwards
Officer — President and CEO · Director
Period of report
Dec 23, 2016
Accepted (ET)
Feb 7, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2016 | A | 8,045 | $0.00 | A | 70,490 | D | |
| Common StockF1 | Dec 24, 2016 | F | 1,332 | $19.92 | D | 69,158 | D | |
| Common StockF1 | Dec 26, 2016 | F | 2,041 | $19.92 | D | 67,117 | D | |
| Common StockF2 | holding | — | — | — | 64,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original Form 4 filed on December 28, 2016 did not include the prior transfer of 31,700 shares to the Reporting Person's ex-wife since the date of the Reporting Person's last ownership report pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.
- F2The original Form 4 filed December 28, 2016 did not include the transfer of 2,793 shares to the Reporting Person's ex-wife prior to such filing pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.