SEC Form 4 · accession 0001144204-16-141615
Limoneira CO · LMNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex M Teague
Officer — Senior Vice President
Period of report
Dec 23, 2016
Accepted (ET)
Dec 28, 2016 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2016 | A | 5,505 | $0.00 | A | 53,048 | D | |
| Common StockF2 | Dec 24, 2016 | F | 1,094 | $19.92 | D | 51,954 | D | |
| Common StockF2 | Dec 26, 2016 | F | 1,675 | $19.92 | D | 50,279 | D | |
| Common StockF3 | holding | — | — | — | 105,968 | I | By a Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.
- F2Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.
- F3Shares owned directly by the Teague Family Partnership. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of any pecuniary interests therein.