SEC Form 4 · accession 0001144204-15-004746
Limoneira CO · LMNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon E Kimball
Officer — Chairman · Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2015 | A | 2,084 | $0.00 | A | 2,084 | D | |
| Common StockF2 | holding | — | — | — | 16,558 | I | Through GNK Trust | |
| Common Stock | holding | — | — | — | 490 | I | By wife | |
| Common StockF3 | holding | — | — | — | 400 | I | By sister-in-law |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.
- F2Securities beneficially owned by the Reporting Person through the GNK Trust, dated June 29, 2011, of which the Reporting Person and his wife are trustees and beneficiaries.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.