SEC Form 4 · accession 0001144204-15-004738
Limoneira CO · LMNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W.H. Merriman
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2015 | A | 1,436 | $0.00 | A | 1,436 | I | By LLC |
| Common StockF3 | holding | — | — | — | 9,867 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.
- F2Shares beneficially owned by the Reporting Person through Blanchard Equity LLC.
- F3Shares owned directly by John W. B. Merriman Revocable Trust. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of any pecuniary interests therein.