SEC Form 4 · accession 0001654954-19-001470
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Littlewood
Officer — CEO of Royal Wolf Holdings
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | A | 13,023 | $0.00 | A | 116,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) For 50% of the award, 33.3% will vest on each of the first three anniversaries of the date of grant if still employed; and (2) For 50% of the award, 33.3% will vest based upon meeting Royal Wolf EBITDA targets established by the General Finance Corporation board of directors for fiscal years 2019, 2020 and 2021 if still employed.