SEC Form 4 · accession 0001654954-18-009738
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Roszak
Director
Period of report
Aug 31, 2018
Accepted (ET)
Aug 31, 2018 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2018 | M | 9,000 | $6.50 | A | 113,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.50 | Aug 31, 2018 | M | 9,000 | D | Sep 18, 2011 | Sep 18, 2018 | Common Stock | 9,000 | 0 | D |