SEC Form 4 · accession 0001654954-18-006806
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Valenta
Director · 10% Owner
Period of report
Jun 20, 2018
Accepted (ET)
Jun 20, 2018 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.06 | Jun 20, 2018 | G | 76,000 | D | Jun 30, 2014 | Sep 15, 2020 | Common Stock | 76,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $1.06 | Jun 20, 2018 | J | 76,000 | A | Jun 30, 2014 | Sep 15, 2020 | Common Stock | 76,000 | 76,000 | I |
| Stock Option (Right to Buy)F1 | $3.11 | Jun 20, 2018 | G | 80,000 | D | Sep 30, 2014 | Aug 25, 2021 | Common Stock | 80,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $3.11 | Jun 20, 2018 | J | 80,000 | A | Sep 30, 2014 | Aug 25, 2021 | Common Stock | 80,000 | 80,000 | I |
| Stock Option (Right to Buy)F1 | $3.15 | Jun 20, 2018 | G | 80,000 | D | Sep 30, 2015 | Jun 7, 2022 | Common Stock | 80,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $3.15 | Jun 20, 2018 | J | 80,000 | A | Sep 30, 2015 | Jun 7, 2022 | Common Stock | 80,000 | 80,000 | I |
Explanation of responses
- F1The reporting person gifted these stock options to GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control, for no consideration.
- F2The reporting person acquired indirect beneficial ownership of these stock options upon their receipt by GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control.