SEC Form 4 · accession 0001654954-18-003759
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Valenta
Director · 10% Owner
Period of report
Apr 9, 2018
Accepted (ET)
Apr 9, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 9, 2018 | G | 1,987,500 | $0.00 | D | 2,598,476 | D | |
| Common StockF2 | Apr 9, 2018 | J | 1,987,500 | $0.00 | A | 4,585,976 | I | Gift to GF Group Holdings, Inc. |
| Common StockF3 | Apr 9, 2018 | G | 187,600 | $0.00 | D | 4,398,376 | D | |
| Common StockF2 | Apr 9, 2018 | J | 187,600 | $0.00 | A | 4,585,976 | I | Gift to GF Group Holdings, Inc. |
| Common Stock | Apr 9, 2018 | P | 506 | $7.50 | A | 4,586,482 | I | Purchase for Minor Child B's Account |
| Common Stock | Apr 9, 2018 | P | 150 | $7.60 | A | 4,586,632 | I | Purchased for Minor Child B's Account |
| Common Stock | Apr 9, 2018 | P | 432 | $7.50 | A | 4,587,064 | I | Purchased for Minor Child C's Account |
| Common Stock | Apr 9, 2018 | P | 149 | $7.595 | A | 4,587,213 | I | Purchased for Minor Child C's Account |
| Common StockF4 | Apr 9, 2018 | P | 378 | $7.60 | A | 4,587,591 | I | Purchased for Child A's Account |
| Common StockF4 | Apr 9, 2018 | P | 150 | $7.50 | A | 4,587,741 | I | Purchased for Child A's Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Valenta Living Trust gifted 1,987,500 shares to GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control, for no consideration.
- F2The reporting person acquired indirect beneficial ownership of these shares upon their receipt by GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control.
- F3The reporting person gifted 187,600 shares to GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control, for no consideration.
- F4The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.