SEC Form 4 · accession 0001654954-17-011119
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Valenta
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2017 | G | 1,733,930 | $0.00 | D | 2,852,046 | D | |
| Common StockF3 | Nov 27, 2017 | G | 2,222 | $0.00 | D | 2,849,824 | D | |
| Common StockF5 | Nov 27, 2017 | G | 2,222 | $0.00 | D | 2,847,602 | D | |
| Common StockF7 | Nov 27, 2017 | G | 2,222 | $0.00 | D | 2,845,380 | D | |
| Common StockF5 | Nov 27, 2017 | G | 2,222 | $0.00 | D | 2,843,158 | D | |
| Common StockF7 | Nov 27, 2017 | G | 2,222 | $0.00 | D | 2,840,936 | D | |
| Common StockF2 | Nov 27, 2017 | J | 1,733,930 | $0.00 | A | 1,733,930 | I | Gift to GF Group Holdings, Inc. |
| Common StockF4 | Nov 27, 2017 | J | 2,222 | $0.00 | A | 4,577,088 | I | Gift to Child A |
| Common StockF6 | Nov 27, 2017 | J | 2,222 | $0.00 | A | 4,579,310 | I | Gift to Minor Child C |
| Common StockF6 | Nov 27, 2017 | J | 2,222 | $0.00 | A | 4,581,532 | I | Gift to Minor Child B |
| Common StockF6 | Nov 27, 2017 | J | 2,222 | $0.00 | A | 4,583,754 | I | Gift to Minor Child C |
| Common StockF6 | Nov 27, 2017 | J | 2,222 | $0.00 | A | 4,585,976 | I | Gift to Minor Child B |
| Common StockF8 | Nov 28, 2017 | G | 167,956 | $0.00 | D | 4,418,020 | D | |
| Common Stock | Nov 28, 2017 | J | 167,956 | $0.00 | A | 4,585,976 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Valenta Living Trust gifted 1,733,930 shares to GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control, for no consideration.
- F2The reporting person acquired indirect beneficial ownership of these shares upon their receipt by GF Group Holdings, Inc., a Delaware corporation over which Mr. Valenta exercises voting and investment control.
- F3The Valenta Living Trust gifted 2,222 shares to Child A for no consideration.
- F4The reporting person acquired indirect beneficial ownership of these shares upon their receipt by an immediate family member, an adult child who shares the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F5The Valenta Family Trust gifted 2,222 shares to Minor Child C for no consideration.
- F6The reporting person acquired indirect beneficial ownership of these shares upon their receipt by an immediate family member.
- F7The Valenta Family Trust gifted 2,222 shares to Minor Child B for no consideration.
- F8The Valenta Family Trust gifted 167,956 shares to the reporting person for no consideration.