SEC Form 4 · accession 0001019056-19-000057
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF1 | Jan 29, 2019 | P | 134 | $100.50 | A | 889 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Preferred StockF1 | holding | — | — | — | 14,183 | D | ||
| Preferred StockF1 | holding | — | — | — | 13,329 | I | By Managing Member as General Partner of Gagnon Investment Associates | |
| Preferred StockF1 | holding | — | — | — | 2,053 | I | By Limited Partner of the Family Partnership | |
| Preferred StockF1 | holding | — | — | — | 1,497 | I | By Managing Member as General Partner of Darwin Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19.00% Series C Cumulative Redeemable Perpetual Preferred Stock.