SEC Form 4 · accession 0001019056-18-001140
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Dec 27, 2018
Accepted (ET)
Dec 31, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF1 | Dec 27, 2018 | P | 815 | $98.6224 | A | 14,183 | D | |
| Preferred StockF1 | holding | — | — | — | 755 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Preferred StockF1 | holding | — | — | — | 13,329 | I | By Managing Member as General Partner of Gagnon Investment Associates | |
| Preferred StockF1 | holding | — | — | — | 2,053 | I | By Limited Partner of the Family Partnership | |
| Preferred StockF1 | holding | — | — | — | 1,497 | I | By Managing Member as General Partner of Darwin Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19.00% Series C Cumulative Redeemable Perpetual Preferred Stock.