SEC Form 4 · accession 0001019056-18-001002
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2018 | S | 41,415 | $14.1228 | D | 639,306 | D | |
| Common Stock | Sep 10, 2018 | S | 28,616 | $14.4656 | D | 610,690 | D | |
| Common Stock | Sep 7, 2018 | S | 4,067 | $14.1228 | D | 135,705 | I | By Limited Partner of the Family Partnership |
| Common Stock | Sep 7, 2018 | S | 26,500 | $14.2408 | D | 891,024 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Sep 7, 2018 | S | 2,000 | $14.2408 | D | 106,520 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Sep 7, 2018 | S | 271 | $14.1228 | D | 20,003 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.