SEC Form 4 · accession 0001019056-18-000994
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | S | 1,912 | $14.00 | D | 680,721 | D | |
| Common Stock | Sep 5, 2018 | S | 16,729 | $13.3751 | D | 139,772 | I | By Limited Partner of the Family Partnership |
| Common Stock | holding | — | — | — | 917,524 | I | By Managing Member as General Partner of Gagnon Investment Associates | |
| Common Stock | holding | — | — | — | 108,520 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 20,274 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.