SEC Form 4 · accession 0001019056-18-000990
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | S | 16,750 | $14.00 | D | 937,630 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Aug 28, 2018 | S | 20,106 | $14.2547 | D | 917,524 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Aug 27, 2018 | S | 1,747 | $14.00 | D | 110,239 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Aug 28, 2018 | S | 1,719 | $14.2547 | D | 108,520 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Aug 28, 2018 | S | 10,000 | $14.1732 | D | 156,501 | I | By Limited Partner of the Family Partnership |
| Common Stock | Aug 28, 2018 | S | 9,162 | $14.1732 | D | 682,633 | D | |
| Common Stock | Aug 28, 2018 | S | 1,536 | $14.1732 | D | 20,274 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.