SEC Form 4 · accession 0001019056-18-000916
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2018 | S | 7,803 | $14.00 | D | 1,011,603 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jul 20, 2018 | S | 706 | $14.00 | D | 117,548 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jul 23, 2018 | S | 5,586 | $14.0029 | D | 1,006,017 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jul 23, 2018 | S | 506 | $14.0029 | D | 117,042 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | holding | — | — | — | 166,501 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 691,795 | D | ||
| Common Stock | holding | — | — | — | 21,810 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.