SEC Form 4 · accession 0001019056-18-000831
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jul 10, 2018
Accepted (ET)
Jul 12, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2018 | S | 51,224 | $14.0386 | D | 1,136,441 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jul 11, 2018 | S | 4,127 | $14.0006 | D | 1,132,314 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jul 10, 2018 | S | 4,638 | $14.0368 | D | 128,852 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jul 11, 2018 | S | 373 | $14.0006 | D | 128,479 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jul 11, 2018 | S | 27,041 | $140.241 | D | 166,501 | I | By Limited Partner of the Family Partnership |
| Common Stock | holding | — | — | — | 691,795 | D | ||
| Common Stock | holding | — | — | — | 21,810 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.