SEC Form 4 · accession 0001019056-18-000807
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jun 11, 2018
Accepted (ET)
Jun 12, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | S | 45,206 | $11.1006 | D | 1,187,665 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jun 11, 2018 | S | 5,453 | $11.1006 | D | 133,490 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jun 11, 2018 | S | 106,493 | $11.1201 | D | 696,906 | D | |
| Common Stock | Jun 11, 2018 | S | 37,833 | $11.1201 | D | 193,542 | I | By Limited Partner of the Family Partnership |
| Common Stock | Jun 11, 2018 | S | 1,359 | $11.1201 | D | 22,315 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.