SEC Form 4 · accession 0001019056-18-000509
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2018 | S | 323,084 | $7.40 | D | 1,461,198 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Apr 3, 2018 | S | 30,260 | $7.40 | D | 162,537 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Apr 4, 2018 | S | 133,826 | $7.40 | D | 1,327,372 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Apr 4, 2018 | S | 12,535 | $7.40 | D | 150,002 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Apr 4, 2018 | S | 767 | $7.4013 | D | 956,726 | D | |
| Common Stock | Apr 4, 2018 | S | 3,327 | $7.4013 | D | 953,399 | D | |
| Common Stock | Apr 4, 2018 | S | 11,149 | $7.4013 | D | 231,375 | I | By Limited Partner of the Family Partnership |
| Common Stock | holding | — | — | — | 23,674 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.