SEC Form 4 · accession 0001019056-18-000473
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2018 | S | 2,723 | $7.4231 | D | 1,790,652 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Mar 26, 2018 | S | 255 | $7.4231 | D | 193,393 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Mar 27, 2018 | S | 6,370 | $7.40 | D | 1,784,282 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Mar 27, 2018 | S | 596 | $7.40 | D | 192,797 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | holding | — | — | — | 957,493 | D | ||
| Common Stock | holding | — | — | — | 23,674 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 242,524 | I | By Limited Partner of the Family Partnership |
Table II — derivative securities
No Table II lines on this filing.