SEC Form 4 · accession 0001019056-17-000016
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | S | 234 | $5.50 | D | 246,574 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 4, 2017 | S | 738 | $5.38 | D | 245,836 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | holding | — | — | — | 966,520 | D | ||
| Common Stock | holding | — | — | — | 23,674 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 242,524 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 1,864,280 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.