SEC Form 4 · accession 0001019056-16-001737

General Finance CORP · GFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Dec 12, 2016

Accepted (ET)

Dec 30, 2016 · 10:15 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001342287

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Preferred Stock^F1	Dec 12, 2016	S	113	$91.50	D	16,142	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 16, 2016	S	1,600	$90.42	D	14,542	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 20, 2016	S	145	$90.50	D	14,397	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 21, 2016	S	415	$91.00	D	13,982	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 22, 2016	S	364	$90.95	D	13,618	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 23, 2016	S	106	$91.00	D	13,512	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	Dec 28, 2016	S	183	$91.01	D	13,329	I	By Managing Member as General Partner of Gagnon Investment Associates
Preferred Stock^F1	holding	—	—		—	12,185	D
Preferred Stock^F1	holding	—	—		—	576	I	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Preferred Stock^F1	holding	—	—		—	2,053	I	By Limited Partner of the Family Partnership
Preferred Stock^F1	holding	—	—		—	1,497	I	By Managing Member as General Partner of Darwin Partnership

No Table II lines on this filing.