SEC Form 4 · accession 0001019056-16-001491
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | S | 874 | $4.35 | D | 971,934 | D | |
| Common Stock | Aug 10, 2016 | S | 1,137 | $4.35 | D | 23,674 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Aug 11, 2016 | S | 2,305 | $4.35 | D | 969,629 | D | |
| Common Stock | Aug 11, 2016 | S | 3,109 | $4.35 | D | 966,520 | D | |
| Common Stock | holding | — | — | — | 242,524 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 246,808 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 1,864,280 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.