SEC Form 4 · accession 0001019056-16-001138
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF1 | Feb 19, 2016 | P | 142 | $60.99 | A | 1,463 | I | By Managing Member as General Partner of Darwin Partnership |
| Preferred StockF1 | Feb 22, 2016 | P | 34 | $61.00 | A | 1,497 | I | By Managing Member as General Partner of Darwin Partnership |
| Preferred StockF1 | Feb 19, 2016 | P | 1,421 | $60.99 | A | 15,922 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Preferred StockF1 | Feb 22, 2016 | P | 333 | $61.00 | A | 16,255 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Preferred StockF1 | holding | — | — | — | 11,308 | D | ||
| Preferred StockF1 | holding | — | — | — | 548 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Preferred StockF1 | holding | — | — | — | 1,755 | I | By Limited Partner of the Family Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19.00% Series C Cumulative Redeemable Perpetual Preferred Stock