SEC Form 4 · accession 0001019056-16-001030
General Finance CORP · GFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001342287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF1 | Feb 1, 2016 | P | 2,159 | $60.50 | A | 2,159 | D | |
| Preferred StockF1 | Feb 1, 2016 | P | 1,346 | $60.50 | A | 3,505 | D | |
| Preferred StockF1 | Feb 1, 2016 | P | 1,600 | $60.50 | A | 5,105 | D | |
| Preferred StockF1 | Feb 1, 2016 | P | 3,345 | $60.50 | A | 8,450 | D | |
| Preferred StockF1 | Feb 1, 2016 | P | 2,858 | $60.50 | A | 11,308 | D | |
| Preferred StockF1 | Feb 1, 2016 | P | 548 | $60.50 | A | 548 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Preferred StockF1 | Feb 1, 2016 | P | 1,208 | $60.50 | A | 1,208 | I | By Managing Member as General Partner of Darwin Partnership |
| Preferred StockF1 | Feb 1, 2016 | P | 1,755 | $60.50 | A | 1,755 | I | By Limited Partner of the Family Partnership |
| Preferred StockF1 | Feb 1, 2016 | P | 13,352 | $60.50 | A | 13,352 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F19.00% Series C Cumulative Redeemable Perpetual Preferred Stock