SEC Form 4 · accession 0001685716-18-000001
Celsius Holdings, Inc. · CELH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Castaldo
Director
Period of report
Feb 7, 2018
Accepted (ET)
Mar 19, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2018 | F | 96,174 | $0.22 | A | 96,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.64 | Feb 7, 2018 | A | 50,000 | A | — | Feb 7, 2023 | Common Stock | 50,000 | 330,000 | D |
| Stock Option (Right to Buy)F3 | $0.22 | Feb 20, 2018 | M | 100,000 | A | — | Apr 9, 2018 | Common Stock | 100,000 | 230,000 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options to purchase 100,000 shares of common stock. The reporting person received 96,174 shares of common stock and surrendered 3,826 shares of common stock underlying the option in payment of the exercise price.
- F2The stock option vests in three equal annual installments beginning on February 7, 2019.
- F3The stock options became fully vested on April 9, 2014.