SEC Form 4 · accession 0001685586-18-000001
Celsius Holdings, Inc. · CELH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Fieldly
Officer — Interim CEO / CFO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Apr 6, 2018 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | M | 170,000 | — | A | 270,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.80 | Feb 1, 2018 | A | 150,000 | A | — | Feb 1, 2028 | Common Stock | 150,000 | 790,000 | D |
| Stock Option (Right to Buy)F1,F3 | — | Mar 7, 2018 | M | 170,000 | A | — | — | Common Stock | 170,000 | 620,000 | D |
Explanation of responses
- F1Represents an exercise of outstanding stock options to purchase (i) 100,000 shares of common stock at an exercise price of $0.20 per share (related options became fully vested on January 9, 2015) and (ii) 70,000 shares of common stock at an exercise price of $0.29 per share (related options became fully vested on January 8, 2016).
- F2The stock options vest in three equal annual installments beginning on February 1, 2019.
- F3The 100,000 stock options with an exercise price of $0.20 expire on January 9, 2022, and the 70,000 stock options with an exercise price of $0.29 expire on January 8, 2023.