SEC Form 4 · accession 0001127602-18-028337
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2018 | M | 25,000 | $30.11 | A | 109,615 | D | |
| Common Stock | Sep 24, 2018 | M | 100,000 | $32.43 | A | 209,615 | D | |
| Common StockF1,F2 | Sep 24, 2018 | S | 131,696 | $50.9275 | D | 77,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $30.11 | Sep 24, 2018 | M | 25,000 | D | — | Jul 1, 2023 | Common Stock | 25,000 | 50,000 | D |
| Stock OptionF3 | $32.43 | Sep 24, 2018 | M | 100,000 | D | — | Jun 29, 2021 | Common Stock | 100,000 | 300,000 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 11, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $50.71 to $51.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.