SEC Form 4 · accession 0001127602-18-025547
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hector Garcia-Molina
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 1,875 | $19.59 | A | 27,969 | D | |
| Common Stock | Aug 15, 2018 | M | 1,875 | $22.57 | A | 29,844 | D | |
| Common StockF1,F2 | Aug 15, 2018 | S | 3,750 | $47.7701 | D | 26,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $19.59 | Aug 15, 2018 | M | 1,875 | D | — | May 31, 2019 | Common Stock | 1,875 | 16,875 | D |
| Stock OptionF3 | $22.57 | Aug 15, 2018 | M | 1,875 | D | — | May 31, 2020 | Common Stock | 1,875 | 39,375 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 7, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $47.59 to $48.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.