SEC Form 4 · accession 0001127602-18-019585
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Berg
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2018 | M | 1,406 | — | A | 174,206 | I | Indirect Ownership |
| Common StockF1,F2 | May 31, 2018 | M | 11,251 | — | A | 185,457 | I | Indirect Ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | May 31, 2018 | A | 9,952 | A | — | — | Common Stock | 9,952 | 9,952 | D |
| Restricted Stock UnitF1,F4 | — | May 31, 2018 | M | 1,406 | D | — | — | Common Stock | 1,406 | 1,407 | D |
| Restricted Stock UnitF1,F3 | — | May 31, 2018 | M | 11,251 | D | — | — | Common Stock | 11,251 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F25,000 shares are held indirectly by spouse; 86,283 shares are held in a GRAT and 94,174 are held in a Trust.
- F3Restricted Stock Units vest 100% on first anniversary of grant date.
- F4Restricted stock units vest in four equal annual installments, beginning one year from date of grant.