SEC Form 4 · accession 0001127602-18-016436
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Kurian
Officer — President-Product Development
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | M | 91,888 | $30.11 | A | 114,871 | D | |
| Common Stock | May 2, 2018 | M | 253,877 | $40.36 | A | 368,748 | D | |
| Common StockF1 | May 2, 2018 | S | 345,765 | $45.848 | D | 22,983 | D | |
| Common Stock | May 3, 2018 | M | 333,637 | $30.11 | A | 356,620 | D | |
| Common StockF2 | May 3, 2018 | S | 333,637 | $45.1501 | D | 22,983 | D | |
| Common Stock | May 4, 2018 | M | 300,000 | $30.11 | A | 322,983 | D | |
| Common StockF2 | May 4, 2018 | S | 300,000 | $45.1501 | D | 22,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $30.11 | May 2, 2018 | M | 91,888 | D | — | Jul 1, 2023 | Common Stock | 91,888 | 2,803,812 | D |
| Stock OptionF3 | $40.36 | May 2, 2018 | M | 253,877 | D | — | Jul 2, 2025 | Common Stock | 253,877 | 1,025,525 | D |
| Stock OptionF3 | $30.11 | May 3, 2018 | M | 333,637 | D | — | Jul 1, 2023 | Common Stock | 333,637 | 2,470,175 | D |
| Stock OptionF3 | $30.11 | May 4, 2018 | M | 300,000 | D | — | Jul 1, 2023 | Common Stock | 300,000 | 2,170,175 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $45.70 to $46.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $45.15 to $45.1550. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.