SEC Form 4 · accession 0001127602-18-001994
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Safra Catz
Officer — Chief Executive Officer · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 17, 2018 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 450,847 | $21.04 | A | 1,037,860 | D | |
| Common StockF1,F2 | Jan 16, 2018 | S | 450,847 | $50.0112 | D | 587,013 | D | |
| Common Stock | Jan 17, 2018 | M | 4,549,153 | $21.04 | A | 5,136,166 | D | |
| Common StockF1,F3 | Jan 17, 2018 | S | 4,549,153 | $50.0496 | D | 587,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $21.04 | Jan 16, 2018 | M | 450,847 | D | — | Jul 2, 2019 | Common Stock | 450,847 | 4,549,153 | D |
| Stock OptionF4 | $21.04 | Jan 17, 2018 | M | 4,549,153 | D | — | Jul 2, 2019 | Common Stock | 4,549,153 | 0 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on October 12, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $50.00 to $50.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $50.00 to $50.1950. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F4Option vests 25% annually on anniversary of grant date.