SEC Form 4 · accession 0001127602-17-028764
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 23,297 | $30.11 | A | 54,274 | D | |
| Common StockF1 | Oct 2, 2017 | S | 23,297 | $49.00 | D | 30,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $30.11 | Oct 2, 2017 | M | 23,297 | D | — | Jul 1, 2023 | Common Stock | 23,297 | 301,703 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 1, 2017.
- F2Option vests 25% annually on anniversary of grant date.