SEC Form 4 · accession 0001127602-17-028520
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George H Conrades
Director
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | S | 11,250 | $48.1039 | D | 10,000 | D | |
| Common Stock | Sep 29, 2017 | M | 45,000 | $33.78 | A | 55,000 | D | |
| Common Stock | Sep 29, 2017 | S | 45,000 | $48.25 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $33.78 | Sep 29, 2017 | M | 45,000 | D | — | May 31, 2023 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $48.10 to $48.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Option vests 25% annually on anniversary of grant date.