SEC Form 4 · accession 0001127602-17-027888
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Berg
Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 21, 2017 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2017 | M | 44,836 | $26.47 | A | 217,636 | I | Indirect Ownership |
| Common StockF2,F1 | Sep 20, 2017 | S | 44,836 | $48.0258 | D | 172,800 | I | Indirect Ownership |
| Common StockF1 | Sep 21, 2017 | M | 164 | $26.47 | A | 172,964 | I | Indirect Ownership |
| Common StockF1 | Sep 21, 2017 | S | 164 | $48.1129 | D | 172,800 | I | Indirect Ownership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $26.47 | Sep 20, 2017 | M | 44,836 | D | — | May 31, 2022 | Common Stock | 44,836 | 164 | D |
| Stock OptionF3 | $26.47 | Sep 21, 2017 | M | 164 | D | — | May 31, 2022 | Common Stock | 164 | 0 | D |
Explanation of responses
- F15,000 shares are held indirectly by spouse; 86,283 shares are held in a GRAT and 81,517 are held in a Trust.
- F2This transaction was executed in multiple trades at prices ranging from $48.00 to $48.1473. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.