SEC Form 4 · accession 0001127602-17-023350
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R Chizen
Director
Period of report
Jul 5, 2017
Accepted (ET)
Jul 7, 2017 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2017 | M | 45,000 | $22.57 | A | 63,985 | D | |
| Common Stock | Jul 5, 2017 | M | 71,250 | $34.22 | A | 135,235 | D | |
| Common Stock | Jul 5, 2017 | M | 90,000 | $26.47 | A | 225,235 | D | |
| Common StockF1 | Jul 5, 2017 | S | 206,250 | $49.7485 | D | 18,985 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $22.57 | Jul 5, 2017 | M | 45,000 | D | — | May 31, 2020 | Common Stock | 45,000 | 0 | D |
| Stock OptionF2 | $34.22 | Jul 5, 2017 | M | 71,250 | D | — | May 31, 2021 | Common Stock | 71,250 | 0 | D |
| Stock OptionF2 | $26.47 | Jul 5, 2017 | M | 90,000 | D | — | May 31, 2022 | Common Stock | 90,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $49.71 to $49.795. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Option vests 25% annually on anniversary of grant date.