SEC Form 4 · accession 0001127602-17-023124
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Corey West
Officer — Controller, EVP, CAO
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | M | 15,625 | $0.00 | A | 43,613 | D | |
| Common StockF1 | Jun 30, 2017 | F | 8,154 | $50.20 | D | 35,459 | D | |
| Common Stock | Jul 2, 2017 | M | 15,625 | $0.00 | A | 51,084 | D | |
| Common StockF1 | Jul 2, 2017 | F | 8,154 | $50.14 | D | 42,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 30, 2017 | M | 15,625 | D | — | — | Common Stock | 15,625 | 46,875 | D |
| Restricted Stock UnitF2,F3 | — | Jul 2, 2017 | M | 15,625 | D | — | — | Common Stock | 15,625 | 31,250 | D |
Explanation of responses
- F1Shares withheld for payment of tax liability upon vesting of restricted stock units.
- F2Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F3Restricted stock units vest in four equal annual installments, beginning one year from date of grant.