SEC Form 4 · accession 0001127602-17-020162
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R Chizen
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2017 | M | 2,813 | — | A | 10,625 | I | By Trust |
| Common StockF1 | May 31, 2017 | M | 13,360 | — | A | 23,985 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 31, 2017 | A | 11,251 | A | — | — | Common Stock | 11,251 | 11,251 | D |
| Restricted Stock UnitF1,F3 | — | May 31, 2017 | M | 2,813 | D | — | — | Common Stock | 2,813 | 5,625 | D |
| Restricted Stock UnitF1,F2 | — | May 31, 2017 | M | 13,360 | D | — | — | Common Stock | 13,360 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2Restricted Stock Units vest 100% on first anniversary of grant date.
- F3Restricted stock units vest in four equal annual installments, beginning one year from date of grant.