SEC Form 4 · accession 0001127602-17-013433
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Fowler
Officer — EVP, Systems
Period of report
Mar 30, 2017
Accepted (ET)
Mar 31, 2017 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | M | 250,000 | $32.43 | A | 269,645 | D | |
| Common StockF1 | Mar 30, 2017 | S | 250,000 | $44.6558 | D | 19,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $32.43 | Mar 30, 2017 | M | 250,000 | D | — | Jun 29, 2021 | Common Stock | 250,000 | 1,250,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.60 to $44.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Option vests 25% annually on anniversary of grant date.