SEC Form 4 · accession 0001127602-17-013066
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Safra Catz
Officer — Chief Executive Officer · Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 28, 2017 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | M | 46,767 | $20.73 | A | 508,627 | D | |
| Common StockF1,F2 | Mar 28, 2017 | S | 46,767 | $45.011 | D | 461,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $20.73 | Mar 28, 2017 | M | 46,767 | D | — | Jul 3, 2018 | Common Stock | 46,767 | 505,760 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 18, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $45.00 to $45.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vest 25% annually on anniversary of grant date.