SEC Form 4 · accession 0001127602-17-012693
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Mar 22, 2017
Accepted (ET)
Mar 22, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 22, 2017 | M | 100,000 | $29.72 | A | 130,977 | D | |
| Common StockF1,F2 | Mar 22, 2017 | S | 100,000 | $44.8434 | D | 30,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $29.72 | Mar 22, 2017 | M | 100,000 | D | — | Jul 5, 2022 | Common Stock | 100,000 | 325,000 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 25, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $44.64 to $45.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.