SEC Form 4 · accession 0001127602-17-012255
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Henley
Officer — Executive Vice Chairman · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 400,000 | $20.49 | A | 400,000 | D | |
| Common StockF1,F2 | Mar 16, 2017 | S | 400,000 | $46.6096 | D | 0 | D | |
| Common Stock | holding | — | — | — | 1,934,516 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $20.49 | Mar 16, 2017 | M | 400,000 | D | — | Jul 5, 2017 | Common Stock | 400,000 | 0 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on July 15, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $46.40 to $46.8050. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vest 25% annually on anniversary of grant date.