SEC Form 4 · accession 0001127602-16-070796
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naomi O Seligman
Director
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | M | 45,000 | $22.84 | A | 52,654 | D | |
| Common StockF1 | Dec 21, 2016 | S | 45,000 | $38.7182 | D | 7,654 | D | |
| Common Stock | holding | — | — | — | 7,397 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $22.84 | Dec 21, 2016 | M | 45,000 | D | — | May 31, 2018 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $38.69 to $38.745. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Options vest 25% annually on anniversary of grant date.