SEC Form 4 · accession 0001127602-16-070700
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Joseph Ellison
Officer — Executive Chairman · Director · 10% Owner · Other
Period of report
Dec 20, 2016
Accepted (ET)
Dec 21, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2016 | M | 4,950,000 | $20.49 | A | 1,122,053,736 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $20.49 | Dec 20, 2016 | M | 4,950,000 | D | — | Jul 5, 2017 | Common Stock | 4,950,000 | 2,050,000 | D |
Explanation of responses
- F1Option vests 25% annually on anniversary of grant date.