SEC Form 4 · accession 0001127602-16-064419
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Oct 5, 2016
Accepted (ET)
Oct 5, 2016 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2016 | M | 12,500 | $0.00 | A | 37,500 | D | |
| Common StockF1 | Oct 5, 2016 | F | 6,523 | $38.87 | D | 30,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Oct 5, 2016 | M | 12,500 | D | — | — | Common Stock | 12,500 | 25,000 | D |
Explanation of responses
- F1Shares withheld for payment of tax liability upon vesting of restricted stock units.
- F2Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F3Restricted stock units vest in four equal annual installments, beginning one year from date of grant.