SEC Form 4 · accession 0001127602-16-060203
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Fowler
Officer — EVP, Systems
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 100,000 | $32.43 | A | 119,645 | D | |
| Common StockF1 | Aug 10, 2016 | S | 100,000 | $40.9706 | D | 19,645 | D | |
| Common Stock | Aug 11, 2016 | M | 400,000 | $32.43 | A | 419,645 | D | |
| Common StockF2 | Aug 11, 2016 | S | 400,000 | $41.2234 | D | 19,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $32.43 | Aug 10, 2016 | M | 100,000 | D | — | Jun 29, 2021 | Common Stock | 100,000 | 1,900,000 | D |
| Stock OptionF3 | $32.43 | Aug 11, 2016 | M | 400,000 | D | — | Jun 29, 2021 | Common Stock | 400,000 | 1,500,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.93 to $41.0250. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $41.19 to $41.275. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Option vests 25% annually on anniversary of grant date.