SEC Form 4 · accession 0001127602-16-047288
ORACLE CORP · ORCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian Daley
Officer — EVP, Gen'l Counsel, Secretary
Period of report
Mar 22, 2016
Accepted (ET)
Mar 23, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 22, 2016 | M | 50,000 | $21.55 | A | 72,500 | D | |
| Common StockF1,F2 | Mar 22, 2016 | S | 47,500 | $41.5313 | D | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $21.55 | Mar 22, 2016 | M | 50,000 | D | — | Jul 1, 2020 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted on January 29, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $41.20 to $41.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. CancelAttach
- F3Option vests 25% annually on anniversary of grant date.